Rosh Hashanah- Spiritual Preperation

Preparation and Confidence

In honor of Rosh Hashanah we wash our clothing, cut our hair, and wear festive garments. In this way we demonstrate confidence in Hashem’s abundant kindness, trusting that He will bring our judgment to light when we turn back to Him.

The sages taught that one who faces judgment before a mortal king grows his hair out and nails and wears black as a demonstration of his downhearted state, since he fears a negative verdict. The Jewish people, however, trust in Hashem’s mercy, so we wash our clothes and cut our hair in preparation for Rosh Hashanah, which is for us a festival.

By purifying ourselves outwardly, we awaken purification Above, cleansing the “garments” [externalized negative spiritual energies] that were generated by our personal and collective sins. For this reason, on Erev Rosh Hashanah we cleanse our physical garments to symbolize removing all spiritual stains.

Haircuts likewise signify renewal, as the Torah states regarding tzora’as: “If his hair is gone…he is pure.” (Vayikra 13:40). Likewise, we find that the tribe of Levi were commanded to cut their hair to purify them upon their inauguration into service. (Bamidbar 8:7). We see from here that haircuts are part of the process of spiritual purification and renewal, just as we feel revitalized through physical grooming. [Mekor ChaimTur BarekesHilchos Rosh Hashanah]

On Annulment of Vows

Teshuvah repairs our covenant with Hashem, but sin damages the vows and oaths that we took at Sinai when we bound ourselves to the Torah. This is why Yom Kippur begins with Kol Nidrei, for the root of repentance flows from the release from the binding force of the vows we’ve taken and broken, so that we can begin again.

The power to annul vows and nullify the damage done by breaking our vows at Sinai is given to the tzaddikim who share the spiritual quality of Moshe Rabbeinu. Just as Moshe added one day of preparation before we received the Torah at Sinai based on his own understanding, the true leaders of the Jewish people open pathways of return by releasing the weight of broken vows.

[Note: When a vow is undertaken, it immediately generates a new Torah mitzvah to fulfill that vow. In order to nullify this, one must reach the place that is higher than the Torah, the place of pure Will that is the source of the Torah. Just as one can activate his will to create a new neder-mitzvah, one can ascend back to that place in order to annul a vow if necessary. This is why we annul vows before Rosh Hashanah. (Likutei Halachos) By reaching this place we purify ourselves and begin to repair our sins which broke the eternal vows the Jewish people made at Sinai. The great mystics make Hataras Nedarim every Erev Shabbos or Yom Tov to access this purity (Kaf HaChaim).]

Annulment of vows on Erev Rosh Hashanah similarly serves to repair our fundamental bond with Hashem and clears the path for genuine teshuvah. It reminds us that every mitzvah naturally binds us to Hashem in love, were it not for the impurity of sin. By annulling our vows on Erev Rosh Hashanah and again at Kol Nidrei we reveal our intrinsic connection to Hashem and are renewed for the new year. (Likutei Halachos)

Entering Rosh Hashanah with Awe

On the night of Rosh Hashanah one should enter the synagogue with reverence and awe, for the time has arrived when the thrones of judgment are set in the heavens above. It is proper for every person—even one who is ordinarily lax about reciting Maariv at the earliest permitted time—to be especially careful during these Ten Days, from the first night of Rosh Hashanah until after Yom Kippur, to pray Maariv at the earliest time. Likewise, in other areas where he has not been careful throughout the year, even if he does not intend to maintain such conduct permanently, he should at least observe them meticulously during these days, which are days of repentance and Divine mercy. Just as we say that HaKadosh Baruch Hu conducts Himself with lovingkindness—He is lenient with us even when we are undeserving—so should each person exert extra effort and act beyond the letter of the law during these days as much as possible. In addition, he should pray with deep connection and focus and certainly not forget to add what Chazal instituted in the tefillos: “Zochreinu (Remember us),” “Mi Chamocha (Who is like You),” and the conclusions “HaMelech HaKadosh” and on weekdays “HaMelech HaMishpat.”

Custom of Bowing During Prayer

      Some have the custom to pray the entire Amidah on Rosh Hashanah and Yom Kippur while bowed over somewhat. However, they must straighten to fulfill the obligatory bowing. Even though each day one accepts the yoke of Heaven—especially while reciting Shema—during these days of judgment we must add “HaMelech HaKadosh” and “HaMelech HaMishpat.” Initially one emphasizes “HaMelech HaKadosh.”

The world was created through three attributes: Chochmah—Wisdom, Tevunah—Understanding (also called Binah), and Da’as—Knowledge (Mishlei 3:19–20). Judgment is implied in, “Bereishis bara Elokim”— “In the beginning, G-d created,” (Bereishis 1:1) since the Name Elokim alludes to judgment. Yet Hashem tempered this judgment with mercy, as our Sages teach (Bereishis Rabbah 12:15) on, “The day that Hashem Elokim made…” since the Shem HaVaYaH indicates lovingkindness (Bereishis 2:4). Therefore one should first declare only “HaMelech HaKadosh,” as it is written “For He is a holy G-d [Elokim].” (Yehoshua 24:19). In the middle blessings of the Amidah we mention judgment and say “HaMelech HaMishpat,” adjacent to the blessing against the slanderers—for judgment begins with His people and then the whole world. Bowing throughout the entire tefillah is not proper. We straighten at each blessing’s opening and closing; the main experience of submission before G-d is in the heart, hidden from the eye. Excessive outward bowing may border on arrogance. (Mekor Chaim, Tur Barekes)

Blessings After Prayer

After the evening prayers of the first night of Rosh Hashanah, it is customary to bless one another: “לשנה טובה תכתב ותחתם לחיים טובים.” [Note: The Mishnah Berurah explains that one should bless men/boys with the masculine grammar—”לשנה טובה תכתב ותחתם לחיים טובים”—and women/girls with the feminine—”לשנה טובה תכתבי ותחתמי לחיים טובים.” Many have an expanded version: “לשנה טובה תכתב ותחתם לאלתר לחיים טובים ולשלום.”]

Some will bless many people at once using the plural—”תכתבו ותחתמו…” for men, “תכתבנה ותחתמנה…” for women. (Pri Megadim) Yet the prevalent custom is to bless each person individually. The Chozeh of Lublin teaches that by blessing one another, harsh judgments on High are sweetened. On a deeper level, the Maggid of Mezeritch teaches that one who seeks to ascend in kedushah must consecrate himself to Hashem: “You are wherever your thoughts are,” taught the Baal Shem Tov. We “engrave” G-dliness within us so that at every moment we turn to Hashem. Rosh Hashanah empowers this fresh beginning, and it’s for this reason that we bless one another to be written and sealed in the Sefer HaChaim. [Likutei Yekarim]

Kiddush and Symbolic Foods

      The Sages taught that “a sign is significant.” Not, G-d forbid, in a superstitious way, but in the sense of, “Know Him in all your ways.” Especially before eating, one should say the appropriate prayer for the special symbolic foods as we find in the machzor.

Adam was created on Rosh Hashanah and immediately commanded not to eat from the Tree of Knowledge of Good and Evil; on the day he would eat, he would die. This is why, on the day of Adam’s creation, we focus on the positive messages and blessings to be discovered within the symbolic foods, to repair the sin of Adam and Chava through deep teshuvah. The Shlah Hakadosh taught that it is essential to do teshuvah while saying the special prayers before eating each of the symbolic foods. Each species has a unique supernal path [for an apple orchard alludes to Gan Eden, so eating an apple now symbolizes that we will connect to the bliss of Gan Eden, as we cleave to Hashem with word, deed, and intention throughout the coming year]. All plant life has angels appointed over it who drive it to grow, and these creations are all rooted in the upper worlds.

By eating these symbolic foods and saying the prayers, our words ascend and awaken blessing. Although the Zohar praises the eating of a certain type of nut on Rosh Hashanah, nevertheless nuts are avoided—sometimes their inner bitterness hints at judgment. In addition, the numerical value of the word for nut–egoz–is seventeen, which is the same as the word for sin, cheit.

Morning Prayers and Services

      The Zohar (Tetzaveh 184a) teaches that on Rosh Hashanah, when we require the renewal of blessings from above, judgment is aroused and the Other Side rises like a dark, impenetrable cloud that hides the moon. Hashem commanded the Jewish people: “Sound the shofar on the new month; there is a covering over the day of our festival.” (Tehillim 81:4), to break through the concealment and elevate the Shechinah. The Zohar in Parshas Emor says: “When that great shofar withdraws and does not nurse the children…” We see that the shofar fortifies us like a nursing infant, reaching our weakest selves and empowering us to start again and yearn to be better. This is why the first set is called the “seated” shofar sounding. Although it is permitted to stand (and we do so to foster proper reverence), that first set is meant to fortify us—it reaches us where we are spiritually and emotionally immature or “sitting,” and reminds us of the indescribable delight that is our spiritual Source. The initial set of shofar blasts summons Divine blessing, positively influencing our lower selves and allowing us to transform.

Afterward, we blow during Mussaf to empower our acceptance of Hashem’s Kingship during the recitation of the verses of Malchuyos, to internalize that He remembers everything during Zichronos, and—obviously—to fulfill the verses of Shofaros.

Rebbe Nachman taught that when darkness and spiritual obstacles surround from every side, the only true tikkun is to speak the absolute truth in prayer. This draws G-d’s “light and salvation” into the dark places, carving an opening to the light. The shofar is a cry of truth from the depths of the soul that pierces the surrounding veils. Without this, prayer is at risk of remaining superficial and being virtually ineffectual. Therefore one must blow the shofar after MalchuyosZichronos, and Shofaros, respectively. Only then can we truly crown Hashem and internalize that every detail is governed by His absolute Providence, as taught by the Maharal, Ramchal, the Gr”a, and the Baal Shem Tov. The shofar empowers the Mussaf verses and prayers so that they can be authentic, deep, and transformative—helping us to actualize and to overcome the falsehoods that make us forget that Hashem is King and that everything is from Him. It is this forgetting and these false beliefs that underlie all sin. (Mekor ChaimTur BarekesLikutei HalachosHilchos Rosh Hashanah 1)

Eating and Celebration

We eat and drink and rejoice on Rosh Hashanah in a state of simchas mitzvah, there is nothing frivolous about it. We do not fast on Rosh Hashanah or on Shabbos Shuvah. Nonetheless, one should not eat too much lest he become lightheaded; the fear of Hashem should be upon him all day, remembering that he and the world depend on judgment. Some refrain on Rosh Hashanah from eating foods that are especially appealing to them. After eating, one should set himself to learn; if he is weary, he may sleep a little if needed. Some have the custom to complete all of Tehillim. It is permitted for one who has reached this in his regular recitation of Tehillim to say Hallel—even though we do not recite Hallel formally on Rosh Hashanah and Yom Kippur, as Hallel is song. Recited as supplication, however, it is permitted.

The Two Days of Rosh Hashanah

Even in Eretz Yisrael we keep two days of Rosh Hashanah, and they are like one long day. In the time of the Beis HaMikdash they would sometimes keep two: they made the 30th of Elul a Yom Tov in case witnesses came and sanctified the month; if they arrived after the afternoon offering, accepting them would cause confusion in the order of service of the day, so they would complete that day in kedushah and sanctify the next one. After the Churban, they instituted two days of observance of Rosh Hashanah, counting the month from the first day.

Although on a simple level this was because the witnesses were awaited all day, and therefore they would observe both the first and the next day as holy, there is a deeper reason. The Zohar writes that there need to be two days because they correspond to two supernal courts—strict judgment and lenient judgment—and it has been so from the time of creation. Therefore there is no difference regarding Rosh Hashanah between the Land of Israel and outside the Land, because in every place and at every time there must be two days, whether during the time of the Temple or after, as mentioned.

Erev Rosh Hashanah- The Final Day

Erev Rosh Hashanah: The Final Day

Scroll down for the Deeper Dimension.

Erev Rosh Hashanah is the final day of the year. The Sages taught that one who spends even a single day in teshuvah during the year is regarded as though he had repented the entire year. For this reason, the custom is to fast, rise early, and say more Selichos and viduyim on that special day.

Visiting Cemeteries

Some also visit cemeteries, but one must take care not to pray to the dead, chas v’shalom, for this borders on “inquiring of the dead,” which the Torah forbids (Devarim 18:11). Rather, one should pray to Hashem that He act mercifully in the merit of the righteous buried there. One who is ritually impure from a nocturnal emission should not enter a cemetery, lest forces of impurity cling to him. It is also forbidden to visit the graves of the wicked, for they are themselves negative spiritual forces [that can damage one’s connection with Hashem].

Proper Conduct for the Day

The day should be filled with Torah study, mitzvos, and acts of kindness. One should not delay seeking forgiveness from others until Yom Kippur, but hasten to do so beforehand. It is also customary to immerse in a mikveh or river, preferably after the fourth hour of the day [z’man tefilah]. Throughout the day one should stay focused on repentance.

Note: The Maharil is the source for the above ruling that, although it is customary to pray at the graves of tzaddikim, one must be careful not to direct his trust to the departed themselves. Rather, all requests should be made solely to Hashem, while invoking the merit of the righteous as an aid in arousing mercy. This approach is likewise quoted in the Mishnah Berurah.

Discussion on Praying to the Righteous

Rabbi Shmuel Huminer, however, points out that the sources seem to contradict this approach. The Gemara (Sotah 34) states explicitly that Kalev went to Chevron, to the graves of the Avos, and cried out: “My fathers! Plead for mercy from Heaven that I be saved from the counsel of the spies!” This also brought in the Zohar which further explains that although it was dangerous for Kalev to go to Chevron, he understood that without the intercession of the Avos he would not withstand the spies’ influence.

From here we learn that one may even ask a tzaddik to intercede in prayer on his behalf, just as Kalev did with the Avos. If this practice were improper, the Gemara would not have recorded it without critique. [Eved HamelechParshas Shelach]

Rebbe Nachman’s Teaching

Rebbe Nachman told his daughter, “After I leave the world and you visit my gravesite, I will be as accessible to you as though I am in the other room.” Some wonder why it is permitted to speak to a deceased tzaddik. This is similar to a discussion about speaking to angel during Selichos. After all, should we not only direct our petitions to Hashem? The Maharal writes that one should not say the liturgical poems, “Malachei HaRachamim and “Machnisei HaRachamim,” since in it we petition the angels and the Jewish people are greater than angels. In addition, he brings from the Yerushalmi that one who is in dire straits should not appeal to the angel Michael or Gavriel. He should rather shout to Hashem and He will deliver him. Others wonder whether it is permitted to petition angels in any way at all. Nevertheless, the custom is to say this since, we find it in the Rishonim. (Nitei Gavriel)

We might ask why any concession is made to direct any words at all toward angels since all prayer must be directed toward Hashem alone. The underlying reasoning is that they were created to uplift our prayers, so what we are really asking is that they simply fulfill their duty on high. (Magen Avraham; Rav Shlomo Zalman Auerbach)

The Ramchal asks why there need to be angels at all, and reaches the conclusion that there is no need for them! They only exist because it is Hashem’s inscrutable will that there be angels. Similarly, Hashem created the world for the sake of tzaddikim (Yoma 38; Bereishis RabbahZohar); He gave them the power “to decree and nullify Hashem’s decrees” (Shabbos 59; Ta’anis 23; Kesuvos 103). Our sages also say that tzaddikim are greater after they leave the constraints of the material world (Chullin 7).

How is one to know, though, exactly where the delineation between speaking with a tzaddik, living or dead, in a way that is consonance with a praiseworthy emunas chachamim, and when he is doing what is forbidden? Rav Gedalia Kenig quotes the Sefer HaIkarim that the red line is crossed the moment someone thinks that the stars, constellations, angels, or tzaddikim have power of their own. As long as one understands that there is nothing without Hashem, he may petition tzaddikim to pray for him or ask that their merit assist him, and he has done nothing wrong.

The Concept of Ibur

Someone came to the Chazon Ish seeking guidance on how to properly work on tefillah. “I have been in kollel for many years and have really grown immensely in Torah. I find it much harder to pray with proper focus, though. I get to shul on time and follow the halachah to say the words carefully and think about what they mean as much as possible. Nevertheless, I cannot seem to connect in a real way to my prayers no matter what I do. I have been trying for years and, of course, I will continue to follow the halachah. I only wish I saw some real progress. Is there anything I can do to truly transform my tefillah experience?”

The Chazon Ish gave a startling response. “If you have tried so hard and seen no progress for so long, this means that your main purpose here on earth is not to work on the regular order of prayer. You must keep the halachos as you have been doing, but you need not worry about whether you progress, since this is not what you are here to fix. However, if you persevere in working on this matter with the same focus, you will receive what the mystics call an “ibur”–a “gestation.” This means that the soul of a tzaddik joins with us to help us accomplish something that was beyond us before. In this manner, you will expand your soul and tefillah will become a genuine part of your soul-work in this lifetime…”

Rav Yonason Eibeschitz explained similarly, “It is well known from the Zohar and the Arizal, especially in Sha’ar HaGilgulim, that when a person sins and Hashem wants to rectify him, there is a special mechanism to help that person find their way. Sometimes Hashem sends the soul of a tzaddik that has a connection to the mission of this fallen soul and assists him in his task. This is especially true for those who share the same soul source or “root”—they are profoundly affected when this person fails. The tzaddik is an ibur–in a spiritual symbiotic gestative relationship with the person in this world and helps him to fulfill his life’s mission.” (Maaseh IshYaaros Devash, Part II, 16)

This spark is especially available at the gravesite of a tzaddik, as the Arizal explains at length in Sha’ar Ruach Hakodesh and is what we wish to attain when we visit the grave of a tzaddik. Whether one speaks to the tzaddik or not, the main thing is to yearn for the powerful connection that was revealed by tzaddik in his lifetime and teachings, so one can get a bit of this and be empowered to transform for the better.

Deeper Dimension: The Essence of Rosh Hashanah

Rosh Hashanah is “the beginning of Your works” (Tehillim 111:10), when creation first emerged from potential to actual. At that very root, when creation first unfolded, lies the possibility of falsehood, for with what appears to be duality comes the opening for falsehood that enables free choice and is the weapon of the evil inclination. On Rosh Hashanah, the great tzaddikim work to sweeten that root of judgment, returning creation to its Source and nullifying falsehood at its origin.

Since tzaddikim attain their fullest strength after their passing, as our sages taught, Jews visit their graves on Erev Rosh Hashanah. In doing so, they draw from the power of the tzaddikim to lift creation back to its root. This is the essence of teshuvah: to return all of existence to its first Source, “like a stone cast back to the place from which it was taken.”

Connecting to tzaddikim on Rosh Hashanah enables us to join in their avodah of sweetening judgment at the root of creation, and in so doing, beginning our Ten Days of Teshuvah with renewal and elevation. (Likutei Halachos)